Distribution Business Compliance Officer #ESY

• Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials.

• Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials.

• Share relevant guidelines and issues with Financial Representatives through training materials, onsite visit, cluster meeting and other agency platforms.

• Review and approve Agency Identity Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage.

• Ensure the Marketing and Recruitment Marketing Materials approval process is adhered within the SOP.

• Review social media content posted by the Financial Representatives to identify non-compliance with the guidelines.

• Explore tools and methods to streamline and enhance the monitoring mechanisms.

• Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks.

• Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.

• Highlights any potential concerns /risks and proactively shares best risk management practices.

Interested candidates, please email your resume to [email protected]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted