AVP, Market Conduct Investigation (Insurance|Up to $7k)

The Job

• Conduct investigations in relation to market misconduct complaints and follow-up actions
• Perform market conduct compliance reviews, monitor and implement follow-up actions
• Liaise with the Regulator and relevant Government Agencies
• Maintain and revise policies and procedures for the general operation of distribution compliance activities
• Cover duties of team leader and members in his/her absence
• Any other ad-hoc duties and projects assigned

The Talent

• Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
• Has relevant experiences in compliance, or investigation background from law enforcement agencies
• Knowledge in Financial Advisers Act (“FAA”) and relevant MAS Notices and Guidelines.
• Strong Analytical Skills
• Strong Communication and Writing Skills

Next Steps

• Drop your resume and contact us to follow-up, or send your resume to [email protected]
• Email Topic: Apply AVP, Market Conduct Investigation
• Only shortlisted candidates will be contacted

Sarah Ng Mei Wern

EA Licence Number: 91C2918

Personnel Registration Number:  R1983856